Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $93,672 |
Filed as: INVESTMENT NAVIGATION LL Service code 27 · EIN 30-1104310 | Advisory (Plan) | $24,694 |
UBS FINANCIAL SERVICES INC5 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $9,745 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,533 | $88,890+31.1% | $102,423+13.8% | $77,643+50.1% |
| Participation rate | 98.1% | 80.9%+17.2pp | 76.5%+21.6pp | 70.6%+27.6pp |
| Annual return | 9.27% | 24.98%-15.7pp | 29.32%-20.1pp | 31.24%-22.0pp |
| Employer contribution / active EE | $5,686 | $2,698+110.8% | $3,023+88.1% | $2,726+108.6% |
| Participant deferral / active EE | $6,078 | $5,145+18.1% | $5,053+20.3% | $4,647+30.8% |
| Admin fee / account holder | $262 | $235+11.1% | $9,451-97.2% | $430-39.2% |