Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 48-1205033 | Recordkeeping | $93,144 |
Filed as: UBS FINANCIAL SERVICES INC. Service code 12 303 E MAIN ST · BARRINGTON, IL 60010 | Direct payment from the plan; Claims ... | $74,642 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,425 | $73,404-12.2% | $87,100-26.0% | $67,579-4.7% |
| Participation rate | 98.1% | 80.9%+17.2pp | 76.9%+21.2pp | 71.3%+26.8pp |
| Annual return | 20.65% | 48.29%-27.6pp | 28.19%-7.5pp | 378.56%-357.9pp |
| Employer contribution / active EE | $4,571 | $2,014+127.0% | $2,521+81.3% | $2,148+112.8% |
| Participant deferral / active EE | $5,195 | $3,913+32.8% | $4,049+28.3% | $3,539+46.8% |
| Admin fee / account holder | $348 | $142+145.9% | $7,497-95.4% | $142+144.6% |