Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $111,378 |
UBS FINANCIAL SERVICES INC3 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $66,248 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,611 | $72,254+42.0% | $86,677+18.4% | $64,808+58.3% |
| Participation rate | 94.2% | 80.4%+13.8pp | 76.6%+17.6pp | 71.5%+22.7pp |
| Annual return | -4.25% | 392.42%-396.7pp | 35.91%-40.2pp | 32.82%-37.1pp |
| Employer contribution / active EE | $4,859 | $2,393+103.1% | $2,836+71.3% | $2,506+93.9% |
| Participant deferral / active EE | $5,716 | $4,658+22.7% | $4,656+22.8% | $4,310+32.6% |
| Admin fee / account holder | $316 | $174+81.6% | $7,493-95.8% | $188+68.2% |