Retirement plan

KATTEN MUCHIN ROSENMAN LLP DEFINED CONTRIBUTION PLAN

Name: KATTEN MUCHIN ROSENMAN LLP - KATTEN MUCHIN ROSENMAN LLP DEFINED CONTRIBUTION PLAN (2024) Form 5500
Creator: KATTEN MUCHIN ROSENMAN LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KATTEN MUCHIN ROSENMAN LLP DEFINED CONTRIBUTION PLAN, KATTEN MUCHIN ROSENMAN LLP

KATTEN MUCHIN ROSENMAN LLPEIN 36-2796532Plan #007PY 2024

525 W. MONROE STREET, SUITE 1900 - CHICAGO, IL 606613693312-902-5200katten.comLinkedIn1001-5000 employeeslaw practice

Other plans on this EIN

1 filing

#010Retirement-$477K assets

Prospect flagsHigh assets / participant

Top hat statement on fileNQDC

Filed August 11, 2023

Plan administrator

Plan administrator name— Sign in and upgrade to view

525 W. Monroe St.

Chicago, IL 60661

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Plans declared (1)

Katten Muchin Rosenman LLP Second Amended and Restated Retirement/Death Benefit Plan0 emp

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How to read this page

Total assets (EOY)

$793.3M

+13.4% from 2023

Total participants

1,992

+1.4% from 2023

Average account balance

$405,381

+11.8% from 2023

Annual return

16.78%

-2.32 pp from 2023

Benchmarks

See 951 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort951 peers

Snapshot2024

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$793.33M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$405K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,957

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$38.11M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$34K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.78%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$163

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

See the 10-year trajectory. $4.99 for your first month.

Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.

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Service providers

Top 10 of 12 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.1 year Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833	Recordkeeping	$145,981
CAPFINANCIAL PARTNERS LLC6 years Service code 28 · EIN 26-0058143	Investment Management	$143,775
GRANT THORNTON LLP10+ years Service code 10 · EIN 36-6055558	Accounting	$30,000
CERITY PARTNERS2 years Filed as: CERITY PARTNERS LLC Service code 26 · EIN 27-1180831	Advisory (Participants)	$28,165
CAPITAL MGMT SERVICES INC1 year Filed as: CAPITAL MGMT SERVICE INC Service code 26	Advisory (Participants)	$22,614
WEALTHSPIRE RETIREMENT ADVISORY5 years Filed as: WEALTHSPIRE ADVISORS LLC Service code 26 · EIN 13-3831584	Advisory (Participants)	$22,498
SIGNATURE ESTATE & INVESTMENT10+ years Filed as: SIGNATURE ESTATE AND INVESTMENT Service code 26 · EIN 95-4806910	Advisory (Participants)	$22,446
MESIROW FINANCIAL INVESTMENT MANAGE3 years Filed as: MESIROW FINANCIAL INVST. MGMT. INC. Service code 26 · EIN 36-3429599	Advisory (Participants)	$15,846
CORIENT PRIVATE WEALTH LLC2 years Service code 26 · EIN 88-0967642	Advisory (Participants)	$9,809
HOWARD CAPITAL MANAGEMENT INC1 year Filed as: HOWARD CAPITAL MGMT INC Service code 26 · EIN 76-0661984	Advisory (Participants)	$5,638

Plan features & details

Pension benefit codes2E2F2G2J2R2S2T3B3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$320K

$287 / participant

Recordkeeping$146K45.7%
Investment mgmt$144K45.0%
Other / not subdivided$30K9.4%

% of EOY assets

0.040%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: GRANT THORNTON LLP
Auditor EIN: 366055558
Audit fees: $30,000
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$405,381

$122,186+231.8%

$146,958+175.8%

$199,593+103.1%

Participation rate

96.9%

78.3%+18.6pp

82.2%+14.7pp

72.0%+24.9pp

Annual return

16.78%

30.56%-13.8pp

418.34%-401.6pp

34.25%-17.5pp

Employer contribution / active EE

$15,304

$4,093+273.9%

$4,933+210.3%

$3,034+404.4%

Participant deferral / active EE

$18,940

$8,502+122.8%

$8,070+134.7%

$5,087+272.3%

Admin fee / account holder

$163

$179-8.6%

$12,998-98.7%

$269-39.2%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.1 year

Filed as: SCHWAB RETIREMENT PLAN SERVICES INC

Service code 15 · EIN 34-1479833

Recordkeeping

$145,981

CAPFINANCIAL PARTNERS LLC6 years

Service code 28 · EIN 26-0058143

Investment Management

$143,775

GRANT THORNTON LLP10+ years

Service code 10 · EIN 36-6055558

Accounting

$30,000

CERITY PARTNERS2 years

Filed as: CERITY PARTNERS LLC

Service code 26 · EIN 27-1180831

Advisory (Participants)

$28,165

CAPITAL MGMT SERVICES INC1 year

Filed as: CAPITAL MGMT SERVICE INC

Service code 26

Advisory (Participants)

$22,614

WEALTHSPIRE RETIREMENT ADVISORY5 years

Filed as: WEALTHSPIRE ADVISORS LLC

Service code 26 · EIN 13-3831584

Advisory (Participants)

$22,498

SIGNATURE ESTATE & INVESTMENT10+ years

Filed as: SIGNATURE ESTATE AND INVESTMENT

Service code 26 · EIN 95-4806910

Advisory (Participants)

$22,446

MESIROW FINANCIAL INVESTMENT MANAGE3 years

Filed as: MESIROW FINANCIAL INVST. MGMT. INC.

Service code 26 · EIN 36-3429599

Advisory (Participants)

$15,846

CORIENT PRIVATE WEALTH LLC2 years

Service code 26 · EIN 88-0967642

Advisory (Participants)

$9,809

HOWARD CAPITAL MANAGEMENT INC1 year

Filed as: HOWARD CAPITAL MGMT INC

Service code 26 · EIN 76-0661984

Advisory (Participants)

$5,638

KATTEN MUCHIN ROSENMAN LLP DEFINED CONTRIBUTION PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KATTEN MUCHIN ROSENMAN LLP DEFINED CONTRIBUTION PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion