Filings through .
4 of 19 flags tripped on the 2025 filing.
Possible retail share class: $4.0M
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
High retiree %
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Wind-down / frozen
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$35K in admin expenses, $136 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
10 funds of $250K or more; 11 lines in all, holding $26.3M of the plan's $26.3M. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal Core Plus Bond Separate Account-I1 Principal · Insurance contract Recordkeeper's own fund | $5.5M | 21.1% |
| Principal LargeCap S&P 500 Index Separate Account-R6 Principal · Insurance contract IndexRecordkeeper's own fund | $4.7M | 17.9% |
| Principal LDI Short Duration Separate Account-R6 Principal · Insurance contract Recordkeeper's own fund | $3.5M | 13.2% |
| Prin Equity Income SA-R6 Principal · Insurance contract Recordkeeper's own fund | $2.6M | 9.8% |
| Prin Short-Term Income SA-R6 Principal · Insurance contract Recordkeeper's own fund | $2.3M | 9.0% |
| Prin SmallCap Value II SA-I1 Principal · Insurance contract Recordkeeper's own fund | $1.9M | 7.1% |
| Virtus Seix Floating Rate High Income Fund Class A Virtus · Mutual fund Possible retail class A | $1.9M | 7.1% |
| Prin MidCap Value I SA-R6 Principal · Insurance contract Recordkeeper's own fund | $1.7M | 6.6% |
| Fidelity Advisor Capital & Income Fund Class A Fidelity (FMR) · Mutual fund Possible retail class A | $1.3M | 5.0% |
| Fidelity Advisor International Growth A Fidelity (FMR) · Mutual fund Possible retail class A | $861K | 3.3% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
1 more fund in this lineup: name, manager, vehicle, dollars and share are on Pro.
Added 2 funds, dropped 2 funds.
| Fund | Year-end value |
|---|---|
| AddedFidelity Advisor Capital & Income Fund Class A | $1.3M |
| DroppedFidelity High Income Advantage Fund | $1.2M |
| AddedFidelity Advisor International Growth A | $861K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings. They do not show money moved.
1 more line and 1 more change in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 1 by compensation.
| Provider | Compensation |
|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $7,490 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
2 feature codes on the 2025 filing.
1 actuary attachment on this filing.
| Actuary | Schedule | Enrollment number |
|---|---|---|
Susan N. Mason Principal Financial Group Schedule SB | Schedule SB |
Enrollment number, address and phone for each actuary are on Pro.
Addresses, phones and enrollment numbers are on Pro. Pro is free for 7 days and then costs $49 a month.
Filed April 15, 1998.
This is a legacy paper filing. The plan administrator and contact details are only in the original filing. We have not converted them into data fields.
4 contacts
Phone and email for the actuary are on Pro.
11 filings · 2015 to 2025