Filed October 6, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DUBUQUE BANK & TRUST COMPANY4 years Filed as: DUBUQUE BANK & TRUST Service code 15 · EIN 42-0223620 | Recordkeeping | $39,686 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,900 | $56,485-11.7% | $185,823-73.1% | $86,799-42.5% |
| Participation rate | 29.8% | 65.5%-35.6pp | 81.7%-51.9pp | 72.3%-42.4pp |
| Annual return | 27.11% | 118.04%-90.9pp | 122.05%-94.9pp | 97.91%-70.8pp |
| Employer contribution / active EE | $398 | $1,843-78.4% | $5,167-92.3% | $2,405-83.4% |
| Participant deferral / active EE | $1,251 | $2,553-51.0% | $5,568-77.5% | $4,131-69.7% |
| Admin fee / account holder | $317 | $150+112.2% | $16,237-98.0% | $170+87.2% |