Filed October 6, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DUBUQUE BANK & TRUST COMPANY2 years Filed as: DUBUQUE BANK & TRUST Service code 15 · EIN 42-0223620 | Recordkeeping | $31,239 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,046 | $52,953-28.2% | $172,739-78.0% | $65,185-41.6% |
| Participation rate | 37.9% | 66.2%-28.3pp | 82.6%-44.8pp | 70.2%-32.3pp |
| Annual return | 6.45% | 30.12%-23.7pp | 802.84%-796.4pp | 29.38%-22.9pp |
| Employer contribution / active EE | $443 | $2,190-79.8% | $5,143-91.4% | $2,177-79.7% |
| Participant deferral / active EE | $1,366 | $2,471-44.7% | $5,198-73.7% | $3,514-61.1% |
| Admin fee / account holder | $285 | $472-39.5% | $13,954-98.0% | $847-66.3% |