Filed January 24, 2019 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERICAN UNITED LIFE INSURANCE Service code 50 | Direct Payment | $39,380 |
Filed as: MERRILL LYNCH Service code 52 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Indirect Investment Fees | $21,111 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $9,043 |
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $3,655 |
Filed as: THE PRUDENTIAL INS. CO. OF AMERICA Service code 12 · EIN 22-1211670 | Direct payment from the plan; Partici... | $1,240 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,487 | $36,926+85.5% | $156,551-56.3% | $57,661+18.8% |
| Participation rate | 54.1% | 63.4%-9.3pp | 84.0%-29.9pp | 70.2%-16.1pp |
| Annual return | 6.49% | 12.38%-5.9pp | 32.23%-25.7pp | 5.13%+1.4pp |
| Employer contribution / active EE | $0 | $1,571-100.0% | $5,501-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $2,262 | $1,926+17.4% | $4,871-53.6% | $3,061-26.1% |
| Admin fee / account holder | $20 | $83-75.7% | $13,028-99.8% | $95-78.8% |