Filed January 24, 2019 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERICAN UNITED LIFE INSURANCE Service code 50 | Direct Payment | $39,380 |
Filed as: MERRILL LYNCH Service code 52 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Indirect Investment Fees | $21,111 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $9,043 |
Service code 12 · EIN 13-3689044 | Participant loan processing; Sharehol... | $3,655 |
Filed as: THE PRUDENTIAL INS. CO. OF AMERICA Service code 12 · EIN 22-1211670 | Claims processing; Sales loads (front... | $1,240 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,487 | $36,916+85.5% | $156,549-56.3% | $57,658+18.8% |
| Participation rate | 54.1% | 63.4%-9.3pp | 84.0%-29.9pp | 70.2%-16.1pp |
| Annual return | 6.49% | 12.38%-5.9pp | 32.23%-25.7pp | 5.13%+1.4pp |
| Employer contribution / active EE | $0 | $1,571-100.0% | $5,501-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $2,262 | $1,926+17.4% | $4,871-53.6% | $3,061-26.1% |
| Admin fee / account holder | $20 | $82-75.7% | $13,027-99.8% | $95-78.8% |