Filed January 24, 2019 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $428,468 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO. Service code 27 · EIN 39-2018056 | Advisory (Plan) | $106,436 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,941 | $53,204-0.5% | $155,556-66.0% | $200,096-73.5% |
| Participation rate | 99.1% | 64.1%+35.0pp | 78.2%+20.8pp | 72.0%+27.0pp |
| Annual return | 16.95% | 41.02%-24.1pp | 64.84%-47.9pp | 34.26%-17.3pp |
| Employer contribution / active EE | $4,025 | $1,850+117.6% | $4,675-13.9% | $3,038+32.5% |
| Participant deferral / active EE | $5,218 | $3,163+65.0% | $5,631-7.3% | $5,090+2.5% |
| Admin fee / account holder | $152 | $186-18.4% | $15,885-99.0% | $269-43.7% |