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| Provider | Service type | Compensation |
|---|---|---|
ROTHSCHILD ASSET MANAGEMENT2 years Filed as: ROTHSCHILD INVESTMENT CORP Service code 26 · EIN 36-2708660 311 S. WACKER DRIVE · CHICAGO, IL 60606 | Advisory (Participants) | $9,055 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,043 | $58,264-53.6% | $86,617-68.8% | $71,495-62.2% |
| Participation rate | 55.8% | 65.0%-9.2pp | 71.7%-15.9pp | 67.9%-12.2pp |
| Annual return | 16.05% | 21.63%-5.6pp | 591.91%-575.9pp | 28.85%-12.8pp |
| Employer contribution / active EE | $848 | $2,574-67.1% | $3,023-72.0% | $2,589-67.3% |
| Participant deferral / active EE | $1,004 | $3,436-70.8% | $4,437-77.4% | $4,291-76.6% |
| Admin fee / account holder | $81 | $1,057-92.3% | $5,613-98.6% | $1,588-94.9% |