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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROTHSCHILD INVESTMENT CORP Service code 26 · EIN 36-2708660 311 S. WACKER DRIVE · CHICAGO, IL 60606 | Advisory (Participants) | $8,494 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,356 | $51,226-52.5% | $82,744-70.6% | $66,938-63.6% |
| Participation rate | 58.5% | 67.9%-9.4pp | 72.6%-14.1pp | 69.8%-11.4pp |
| Annual return | -14.92% | -9.61%-5.3pp | 702.22%-717.1pp | 1.58%-16.5pp |
| Employer contribution / active EE | $745 | $2,612-71.5% | $3,008-75.2% | $2,545-70.7% |
| Participant deferral / active EE | $948 | $3,460-72.6% | $4,395-78.4% | $4,238-77.6% |
| Admin fee / account holder | $84 | $416-79.7% | $5,325-98.4% | $594-85.8% |