Filed July 14, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 49 · EIN 84-0467907 | Other Services | $66,293 |
Filed as: PRINCIPAL SECURITIES INC. Service code 27 · EIN 42-0941553 | Advisory (Plan) | $21,264 |
ALLSPRING1 year Service code 52 · EIN 41-0449260 | Indirect Investment Fees | $0 |
AMERICAN CENTURY3 years Service code 52 · EIN 43-1646043 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-6006886 | Indirect Investment Fees | $0 |
DIMENSIONAL FUND ADVISORS2 years Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-2466841 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON2 years Filed as: FRANKLINTEMPLETON Service code 52 · EIN 13-3151768 | Indirect Investment Fees | $0 |
HARRIS3 years Service code 52 · EIN 52-2257782 | Indirect Investment Fees | $0 |
INVESCO3 years Service code 52 · EIN 93-6305075 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,790 | $63,768+127.1% | $98,477+47.0% | $79,393+82.4% |
| Participation rate | 88.3% | 69.9%+18.4pp | 73.3%+14.9pp | 70.7%+17.6pp |
| Annual return | 9.01% | 626.18%-617.2pp | 1493.59%-1484.6pp | 116.87%-107.9pp |
| Employer contribution / active EE | $2,353 | $2,558-8.0% | $2,961-20.5% | $2,428-3.1% |
| Participant deferral / active EE | $7,343 | $3,305+122.2% | $4,276+71.7% | $4,046+81.5% |
| Admin fee / account holder | $653 | $516+26.7% | $5,951-89.0% | $627+4.3% |