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| Provider | Service type | Compensation |
|---|---|---|
USI CONSULTING GROUP3 years Filed as: USI ADVISORS INC Service code 27 95 GLASTONBURY BLVD STE 102 · GLASTONBURY, CT 06033 | Advisory (Plan) | $15,905 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $10,328 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,918 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,881 | $53,901+11.1% | $134,162-55.4% | $73,493-18.5% |
| Participation rate | 68.2% | 62.8%+5.4pp | 72.2%-4.0pp | 70.7%-2.5pp |
| Annual return | 14.68% | 15.82%-1.1pp | 36.35%-21.7pp | 28.51%-13.8pp |
| Employer contribution / active EE | $2,419 | $1,458+65.9% | $3,705-34.7% | $2,270+6.6% |
| Participant deferral / active EE | $6,490 | $2,739+137.0% | $3,500+85.4% | $3,740+73.5% |
| Admin fee / account holder | $95 | $581-83.6% | $6,685-98.6% | $513-81.5% |