Filed December 1, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SW PKWY BLDG 2 STE 400 · AUSTIN, TX 78735 | Advisory (Plan) | $27,137 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $16,106 |
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $4,177 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $637 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,461 | $26,810-1.3% | $76,518-65.4% | $73,367-63.9% |
| Participation rate | 1.2% | 34.6%-33.5pp | 68.0%-66.8pp | 69.5%-68.3pp |
| Annual return | 728.41% | 17.04%+711.4pp | -0.27%+728.7pp | 173.45%+555.0pp |
| Employer contribution / active EE | $26 | $503-94.9% | $2,647-99.0% | $2,499-99.0% |
| Participant deferral / active EE | $52 | $1,312-96.0% | $3,836-98.6% | $4,033-98.7% |
| Admin fee / account holder | $85 | $71+20.3% | $4,849-98.2% | $68+24.4% |