Filed May 11, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $23,131 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $4,170 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,960 | $47,848+0.2% | $81,478-41.1% | $70,131-31.6% |
| Participation rate | 96.3% | 58.3%+38.0pp | 68.0%+28.3pp | 69.5%+26.7pp |
| Annual return | 16.80% | 27.25%-10.5pp | 38.78%-22.0pp | 73.14%-56.3pp |
| Employer contribution / active EE | $3,446 | $1,527+125.6% | $2,568+34.2% | $2,342+47.1% |
| Participant deferral / active EE | $7,571 | $2,453+208.6% | $3,537+114.1% | $3,332+127.2% |
| Admin fee / account holder | $157 | $3,145-95.0% | $4,561-96.6% | $4,645-96.6% |