Filed May 11, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $20,306 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,775 |
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,724 | $32,425+16.3% | $74,583-49.4% | $55,167-31.6% |
| Participation rate | 99.3% | 54.0%+45.3pp | 68.1%+31.1pp | 69.0%+30.3pp |
| Annual return | 11.70% | 10.63%+1.1pp | 20.47%-8.8pp | 169.23%-157.5pp |
| Employer contribution / active EE | $3,645 | $1,043+249.3% | $2,525+44.4% | $1,963+85.7% |
| Participant deferral / active EE | $7,763 | $1,995+289.2% | $3,458+124.5% | $3,054+154.2% |
| Admin fee / account holder | $106 | $748-85.9% | $4,138-97.4% | $504-79.0% |