Filed May 11, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $16,518 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,770 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,606 | $31,109+8.0% | $67,711-50.4% | $52,331-35.8% |
| Participation rate | 94.4% | 54.0%+40.4pp | 67.5%+26.8pp | 68.1%+26.3pp |
| Annual return | -1.03% | 23.70%-24.7pp | 25.41%-26.4pp | 4.54%-5.6pp |
| Employer contribution / active EE | $3,667 | $1,076+240.9% | $2,559+43.3% | $1,882+94.9% |
| Participant deferral / active EE | $7,831 | $1,970+297.5% | $3,585+118.4% | $3,022+159.1% |
| Admin fee / account holder | $102 | $466-78.2% | $4,255-97.6% | $592-82.8% |