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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS Service code 49 1000 HARBOR BLVD · WEEHAWKEN, NJ 07086 | Other Services | $19,983 |
DEAWM TRUST COMPANY1+ years Service code 99 | Other Fees | $1,750 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,570 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
DEAM DISTRIBUTORS, INC.1+ years Filed as: DEAWM DISTRIBUTORS, INC. Service code 63 · EIN 36-3976708 | 12b-1 Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,661 | $70,002-27.6% | $115,037-56.0% | $52,331-3.2% |
| Participation rate | 92.7% | 72.1%+20.6pp | 81.4%+11.3pp | 68.1%+24.6pp |
| Annual return | -1.06% | 4.04%-5.1pp | 26.14%-27.2pp | 4.54%-5.6pp |
| Employer contribution / active EE | $1,226 | $2,715-54.8% | $4,608-73.4% | $1,882-34.9% |
| Participant deferral / active EE | $4,195 | $4,920-14.7% | $6,026-30.4% | $3,022+38.8% |
| Admin fee / account holder | $10 | $566-98.3% | $8,175-99.9% | $592-98.4% |