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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS Service code 49 1000 HARBOR BLVD · WEEHAWKEN, NJ 07086 | Other Services | $21,578 |
DEAM DISTRIBUTORS, INC.1 year Filed as: DEAM TRUST COMPANY Service code 99 | Other Fees | $1,750 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,401 |
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
DEAM DISTRIBUTORS, INC.1 year Service code 63 · EIN 36-3976708 | 12b-1 Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,042 | $75,183-25.5% | $123,894-54.8% | $55,167+1.6% |
| Participation rate | 91.5% | 72.8%+18.7pp | 81.4%+10.1pp | 69.0%+22.6pp |
| Annual return | 6.39% | 19.01%-12.6pp | 47.52%-41.1pp | 169.23%-162.8pp |
| Employer contribution / active EE | $1,344 | $2,823-52.4% | $4,617-70.9% | $1,963-31.5% |
| Participant deferral / active EE | $4,468 | $5,084-12.1% | $5,984-25.3% | $3,054+46.3% |
| Admin fee / account holder | $8 | $663-98.7% | $8,357-99.9% | $504-98.3% |