Filed July 2, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $47,461 |
CROWE LLP2+ years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $18,339 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $12,766 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,033 | $65,820-4.2% | $108,745-42.0% | $57,658+9.3% |
| Participation rate | 64.8% | 72.7%-7.9pp | 77.7%-12.9pp | 70.2%-5.4pp |
| Annual return | 6.08% | 21.32%-15.2pp | 46.22%-40.1pp | 5.13%+0.9pp |
| Employer contribution / active EE | $824 | $2,285-63.9% | $3,323-75.2% | $1,974-58.2% |
| Participant deferral / active EE | $2,283 | $3,578-36.2% | $5,121-55.4% | $3,061-25.4% |
| Admin fee / account holder | $201 | $91+120.5% | $6,144-96.7% | $95+112.6% |