Filings through .
2 of 18 flags tripped on the 2025 filing.
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Possible retail share class: $3.0M
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
How this plan compares with plans of the same size, type and industry, and how it moved year over year.
Each metric ranked against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Free for 7 days, then $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Free for 7 days, then $49 a month.
$8K in admin expenses, $44 per participant (all participants, line 6f).
The funds on the plan's investment schedule and what changed since the prior filing.
11 funds of $250K or more; 27 lines in all, holding $6.5M of the plan's $6.6M. Recordkeeper: Empower.
Target-date series: Putnam Retirement Advantage, collective trust, 23% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Putnam Retirement Advantage Franklin Templeton · Collective trust Target-date, 4 vintages | $1.5M | 23.1% |
| Key Guaranteed Portfolio Fund Manager not matched · Insurance contract | $830K | 12.8% |
| American Funds Fundamental Invs R3 Capital Group · Mutual fund Possible retail class R3 | $446K | 6.9% |
| Invesco Comstock Fund Class A Invesco · Mutual fund Possible retail class A | $407K | 6.3% |
| American Funds Capital World G/I R3 Capital Group · Mutual fund Possible retail class R3 | $306K | 4.7% |
| NEW Perspective Fund Class R-3 Capital Group · Mutual fund Possible retail class R3 | $276K | 4.2% |
| Empower International Value Fund Investor Class Empower · Mutual fund Recordkeeper's own fund | $275K | 4.2% |
| Fidelity Advisor Balanced Fund Class A Fidelity (FMR) · Mutual fund Possible retail class A | $257K | 4.0% |
| PIMCO Total Return Fund A PIMCO (Allianz) · Mutual fund | $255K | 3.9% |
| PIMCO Real Return Fund A PIMCO (Allianz) · Mutual fund | $215K | 3.3% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
17 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
Added 4 funds, dropped 2 funds, likely replaced 1 fund. Moved to another target-date series.
| Fund | Year-end value |
|---|---|
| Target-date switchEmpower Lifetime 2055 Fund Service Class to Putnam Retirement Advantage 2055 Trust | $1.2M to $1.5M |
| DroppedAmerican Funds Fundamental Inv R3 | $857K |
| AddedAmerican Funds Fundamental Invs R3 | $446K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
17 more lines and 5 more changes in this lineup are on Pro. Free for 7 days, then $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Who is paid to serve the plan, who audits it, and who signs the filing.
Top 3 by compensation.
| Provider | Compensation |
|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 PO BOX 509026 · SAN DIEGO, CA 92150-9026 Other Commissions | $26,460 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLIAGE, CO 80111 Recordkeeping Fees | $8,827 |
ASCENSUS LLC6 years Filed as: ASCENSUS HOLDINGS INC DBA Service code 13 101 W BROADWAY STE 1420 · SAN DIEGO, CA 92101 Contract Administrator | $8,611 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
7 feature codes on the 2025 filing.
2 contacts
11 filings · 2015 to 2025