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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Recordkeeping fees... | $126,841 |
KATZ, SAPPER & MILLER1+ years Filed as: KATZ, SUPPER & MILLER, LLP Service code 10 · EIN 35-1090346 | Accounting | $21,500 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $318 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $180,990 | $46,360+290.4% | $147,617+22.6% | $52,331+245.9% |
| Participation rate | 100.0% | 64.9%+35.1pp | 84.6%+15.4pp | 68.1%+31.9pp |
| Annual return | 0.64% | 1.62%-1.0pp | 61.98%-61.3pp | 4.54%-3.9pp |
| Employer contribution / active EE | $10,302 | $2,126+384.5% | $5,564+85.1% | $1,882+447.5% |
| Participant deferral / active EE | $7,587 | $2,258+236.1% | $4,895+55.0% | $3,022+151.0% |
| Admin fee / account holder | $368 | $766-52.0% | $11,612-96.8% | $592-37.8% |