Filed April 29, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NYHART10+ years Service code 15 · EIN 35-0966414 | Recordkeeping | $322,378 |
MORGAN STANLEY SMITH BARNEY10+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 · EIN 26-4310632 | Advisory (Plan) | $100,000 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $46,559 |
ALLWORTH FINANCIAL2 years Filed as: ALLWORTH FINANCIAL MANAGEMENT Service code 25 250 E 96TH STREET · INDIANAPOLIS, IN 46240 | Directed Trustee | $29,395 |
FORVIS MAZARS, LLP2 years Service code 10 · EIN 44-0160260 | Accounting | $28,350 |
CHARLES SCHWAB & CO., INC.8 years Service code 59 | Shareholder Servicing | $19,114 |
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,228 | $53,136-13.0% | $155,509-70.3% | $199,593-76.8% |
| Participation rate | 99.7% | 64.1%+35.6pp | 78.2%+21.5pp | 72.0%+27.7pp |
| Annual return | 14.31% | 41.15%-26.8pp | 64.67%-50.4pp | 34.25%-19.9pp |
| Employer contribution / active EE | $2,504 | $1,851+35.3% | $4,672-46.4% | $3,034-17.5% |
| Participant deferral / active EE | $3,853 | $3,161+21.9% | $5,626-31.5% | $5,087-24.2% |
| Admin fee / account holder | $114 | $185-38.7% | $15,912-99.3% | $269-57.7% |