Filed April 29, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NYHART4+ years Service code 15 · EIN 35-0966414 | Recordkeeping | $233,368 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 · EIN 26-4310632 | Advisory (Plan) | $108,808 |
RETIREMENT EDUCATION SOLUTIONS4+ years Service code 26 2208 TROWBRIDGE HIGH STREET · CARMEL, IN 46032 | Advisory (Participants) | $29,163 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $26,690 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $9,407 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,050 | $45,382-44.8% | $154,107-83.7% | $75,289-66.7% |
| Participation rate | 99.0% | 65.9%+33.1pp | 83.0%+16.0pp | 72.4%+26.6pp |
| Annual return | -7.79% | -0.47%-7.3pp | 735.12%-742.9pp | -0.04%-7.7pp |
| Employer contribution / active EE | $1,669 | $1,533+8.9% | $5,298-68.5% | $2,405-30.6% |
| Participant deferral / active EE | $2,585 | $2,384+8.4% | $5,081-49.1% | $3,739-30.9% |
| Admin fee / account holder | $114 | $89+28.0% | $13,411-99.1% | $102+11.7% |