Filed April 29, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NYHART8+ years Service code 15 · EIN 35-0966414 | Recordkeeping | $326,421 |
MORGAN STANLEY SMITH BARNEY8+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 · EIN 26-4310632 | Advisory (Plan) | $176,492 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $39,884 |
FORVIS MAZARS, LLP1 year Filed as: FORVIS, LLP Service code 10 · EIN 44-0160260 | Accounting | $34,820 |
RETIREMENT EDUCATION SOLUTIONS8+ years Service code 26 2208 TROWBRIDGE HIGH STREET · CARMEL, IN 46032 | Advisory (Participants) | $29,144 |
CHARLES SCHWAB & CO., INC.6 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $17,047 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,497 | $45,000-21.1% | $143,757-75.3% | $77,904-54.4% |
| Participation rate | 98.8% | 66.8%+32.0pp | 80.3%+18.5pp | 73.7%+25.1pp |
| Annual return | -17.34% | 29.03%-46.4pp | -0.04%-17.3pp | 12.21%-29.5pp |
| Employer contribution / active EE | $2,566 | $1,870+37.3% | $4,951-48.2% | $2,848-9.9% |
| Participant deferral / active EE | $4,044 | $3,157+28.1% | $5,637-28.3% | $4,806-15.9% |
| Admin fee / account holder | $142 | $98+44.4% | $14,673-99.0% | $133+7.2% |