Filed April 29, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
NYHART10+ years Service code 15 · EIN 35-0966414 | Recordkeeping | $322,378 |
MORGAN STANLEY SMITH BARNEY10+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 · EIN 26-4310632 | Advisory (Plan) | $100,000 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $46,559 |
ALLWORTH FINANCIAL2 years Filed as: ALLWORTH FINANCIAL MANAGEMENT Service code 25 250 E 96TH STREET · INDIANAPOLIS, IN 46240 | Directed Trustee | $29,395 |
FORVIS, LLP2 years Filed as: FORVIS MAZARS, LLP Service code 10 · EIN 44-0160260 | Accounting | $28,350 |
CHARLES SCHWAB & CO., INC.8 years Service code 59 | Shareholder Servicing | $19,114 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,228 | $53,204-13.1% | $155,556-70.3% | $200,096-76.9% |
| Participation rate | 99.7% | 64.1%+35.6pp | 78.2%+21.5pp | 72.0%+27.7pp |
| Annual return | 14.31% | 41.02%-26.7pp | 64.84%-50.5pp | 34.26%-20.0pp |
| Employer contribution / active EE | $2,504 | $1,850+35.4% | $4,675-46.4% | $3,038-17.6% |
| Participant deferral / active EE | $3,853 | $3,163+21.8% | $5,631-31.6% | $5,090-24.3% |
| Admin fee / account holder | $114 | $186-38.8% | $15,885-99.3% | $269-57.8% |