Filed September 8, 2021 (most recent of 2 filings on file)
Total covered: 2 employees
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING9+ years Filed as: AON CONSULTING INC. Service code 11 · EIN 22-2232264 | Actuarial | $5,281,173 |
CANTILLON CAPITAL MANAGEMENT LLC9+ years Service code 28 · EIN 14-1875682 | Investment Management | $3,049,934 |
ARTISAN PARTNERS8 years Service code 28 · EIN 30-0551775 | Investment Management | $1,741,719 |
LSV ASSET MANAGEMENT4 years Service code 28 · EIN 23-2772200 | Investment Management | $1,517,232 |
Filed as: PARAMETRIC PORTFOLIO ASSOCIATE Service code 28 · EIN 20-0292745 | Investment Management | $1,438,202 |
THE BANK OF NEW YORK MELLON9+ years Service code 19 · EIN 13-5160382 | Securities Custodian | $1,286,821 |
BAILLIE GIFFORD OVERSEAS LTD2 years Service code 28 · EIN 22-3438530 | Investment Management | $1,180,091 |
Filed as: PRUDENTIAL INSURANCE CO. OF AMERICA Service code 28 · EIN 22-1211670 | Investment Management | $1,041,014 |
NISA INVESTMENT ADVISORS, LLC9+ years Service code 28 · EIN 48-1140940 | Investment Management | $986,704 |
K4 PRIVATE INVESTORS, L.P.2 years Service code 52 · EIN 82-4855839 | Indirect Investment Fees | $872,169 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ALPHA NATURAL RESOURCES | — | C/O BAIN SECURITIES P.O. BOX 848 BRISTOL, TN 37621 | — |
| Part 1 Loan in default | MURRAY ENERGY CORP | — | C/0 BAIN SECURITIES 46226 NATIONAL ROAD ST. CLAIRSVILLE, OH 43950 | — |
| Part 1 Loan in default | KAISA GROUP HOLDINGS LTD | — | — | — |
| Part 1 Loan in default | DIAMOND SPORTS GROUP LLC | — | 1350 BROADWAY SUITE 720 NEW YORK, NY 10018 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $191,373-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 5.3%-5.3pp | 0.0%0pp |
| Annual return | 11.16% | 13.18%-2.0pp | 8.46%+2.7pp | 13.18%-2.0pp |
| Employer contribution / active EE | $0 | $8,469-100.0% | $25,175-100.0% | $8,469-100.0% |
| Participant deferral / active EE | $0 | $322-100.0% | $181-100.0% | $322-100.0% |
| Admin fee / account holder | $0 | $0 | $730-100.0% | - |