Filed September 8, 2021 (most recent of 2 filings on file)
Total covered: 2 employees
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING10+ years Filed as: AON CONSULTING INC. Service code 11 · EIN 22-2232264 | Actuarial | $7,528,738 |
CANTILLON CAPITAL MANAGEMENT LLC10+ years Service code 28 · EIN 14-1875682 | Investment Management | $4,009,961 |
ARTISAN PARTNERS9 years Service code 28 · EIN 30-0551775 | Investment Management | $1,721,840 |
LSV ASSET MANAGEMENT5 years Service code 28 · EIN 23-2772200 | Investment Management | $1,171,626 |
NISA INVESTMENT ADVISORS, LLC10+ years Service code 28 · EIN 48-1140940 | Investment Management | $1,038,507 |
BAILLIE GIFFORD OVERSEAS LTD3 years Service code 28 · EIN 22-3438530 | Investment Management | $918,139 |
Filed as: PRUDENTIAL INSURANCE CO. OF AMERICA Service code 28 · EIN 22-1211670 | Investment Management | $857,031 |
Filed as: PARAMETRIC PORTFOLIO ASSOCIATE Service code 28 · EIN 20-0292745 | Investment Management | $855,720 |
K4 PRIVATE INVESTORS, L.P.3 years Service code 52 · EIN 82-4855839 | Indirect Investment Fees | $813,241 |
LEXIS NEXIS1 year Filed as: LEXISNEXIS RISK SOLUTIONS FL Service code 50 · EIN 41-1815880 | Direct Payment | $699,539 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ALPHA NATURAL RESOURCES | — | C/O BAIN SECURITIES P.O. BOX 848 BRISTOL, TN 37621 | — |
| Part 1 Loan in default | MURRAY ENERGY CORP | — | C/0 BAIN SECURITIES 46226 NATIONAL ROAD ST. CLAIRSVILLE, OH 43950 | — |
| Part 1 Loan in default | KAISA GROUP HOLDINGS LTD | — | — | — |
| Part 1 Loan in default | YANGO JUSTICE INTERNATIONAL REGS | — | — | — |
| Part 1 Loan in default | KAISA GROUP HOLDINGS LTD | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | - | - |
| Participation rate | 0.0% | 0.0%0pp | 0.0%0pp | 0.0%0pp |
| Annual return | -2.09% | 8.85%-10.9pp | 4.95%-7.0pp | 8.85%-10.9pp |
| Employer contribution / active EE | $0 | $8,529-100.0% | $20,917-100.0% | $8,529-100.0% |
| Participant deferral / active EE | $0 | $399-100.0% | $188-100.0% | $399-100.0% |
| Admin fee / account holder | $0 | $0 | - | - |