Filed September 8, 2021 (most recent of 2 filings on file)
Total covered: 2 employees
| Provider | Service type | Compensation |
|---|---|---|
BAIN CAPITAL4 years Service code 27 · EIN 45-3645898 | Advisory (Plan) | $8,475,789 |
AON CONSULTING8+ years Filed as: AON CONSULTING INC. Service code 11 · EIN 22-2232264 | Actuarial | $4,439,637 |
Filed as: PARAMETRIC PORTFOLIO ASSOCIATE Service code 28 · EIN 20-0292745 | Investment Management | $2,236,342 |
CANTILLON CAPITAL MANAGEMENT LLC8+ years Service code 28 · EIN 14-1875682 | Investment Management | $1,609,115 |
Filed as: PRUDENTIAL INSURANCE CO. OF AMERICA Service code 28 · EIN 22-1211670 | Investment Management | $1,410,664 |
THE BANK OF NEW YORK MELLON8+ years Service code 19 · EIN 13-5160382 | Securities Custodian | $952,588 |
Service code 52 · EIN 82-4855839 | Indirect Investment Fees | $944,428 |
Service code 52 · EIN 84-4692327 | Indirect Investment Fees | $600,000 |
PIMCO FUNDS8+ years Filed as: PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $584,953 |
NISA INVESTMENT ADVISORS, LLC8+ years Service code 28 · EIN 48-1140940 | Investment Management | $469,764 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ALPHA NATURAL RESOURCES | — | C/O BAIN SECURITIES P.O. BOX 848 BRISTOL, TN 37621 | — |
| Part 1 Loan in default | MURRAY ENERGY CORP | — | C/0 BAIN SECURITIES 46226 NATIONAL ROAD ST. CLAIRSVILLE, OH 43950 | — |
| Part 1 Loan in default | KAISA GROUP HOLDINGS LTD | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $1,469,698-100.0% | - | $1,469,698-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 0.0%0pp | 0.0%0pp |
| Annual return | -20.98% | 7.68%-28.7pp | 179.55%-200.5pp | 7.68%-28.7pp |
| Employer contribution / active EE | $60,956 | $9,142+566.8% | $24,917+144.6% | $9,142+566.8% |
| Participant deferral / active EE | $0 | $462-100.0% | $463-100.0% | $462-100.0% |
| Admin fee / account holder | $0 | $19,323-100.0% | - | $19,323-100.0% |