Filed October 30, 2018
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $129,388 |
CORRIGAN KRAUSE1+ years Filed as: CORRIGAN KRAUSE HARRISON Service code 10 · EIN 37-1574855 | Accounting | $8,400 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 22 · EIN 26-4310632 | Insurance Broker | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,500 | $88,324-76.8% | $115,037-82.2% | $55,191-62.9% |
| Participation rate | 79.9% | 72.5%+7.4pp | 81.4%-1.5pp | 69.2%+10.7pp |
| Annual return | 5.48% | 6.30%-0.8pp | 26.14%-20.7pp | 10.78%-5.3pp |
| Employer contribution / active EE | $1,092 | $2,805-61.1% | $4,608-76.3% | $1,899-42.5% |
| Participant deferral / active EE | $2,976 | $5,042-41.0% | $6,026-50.6% | $3,046-2.3% |
| Admin fee / account holder | $130 | $105+23.1% | $8,175-98.4% | $91+43.0% |