Filed October 30, 2018
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $272,505 |
CORRIGAN KRAUSE2 years Service code 10 · EIN 37-1574855 | Accounting | $23,400 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $494 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARELS SCHWAB & CO., INC. Service code 33 | Securities brokerage commissions and ... | $0 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,553 | $96,458-70.4% | $136,294-79.1% | $77,958-63.4% |
| Participation rate | 100.0% | 75.4%+24.6pp | 81.9%+18.1pp | 71.6%+28.4pp |
| Annual return | 73.36% | 23.78%+49.6pp | 5155.94%-5082.6pp | 20.87%+52.5pp |
| Employer contribution / active EE | $1,428 | $3,144-54.6% | $4,695-69.6% | $2,310-38.2% |
| Participant deferral / active EE | $4,034 | $5,902-31.7% | $6,247-35.4% | $3,537+14.1% |
| Admin fee / account holder | $120 | $80+48.7% | $9,243-98.7% | $97+22.9% |