Filed October 30, 2018
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $156,131 |
CORRIGAN KRAUSE1 year Service code 10 · EIN 37-1574855 | Accounting | $16,500 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $843 |
Filed as: CHARELS SCHWAB & CO., INC. Service code 33 | Securities brokerage commissions and ... | $0 |
Service code 33 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,105 | $80,177-71.2% | $123,892-81.4% | $57,658-59.9% |
| Participation rate | 100.0% | 74.4%+25.6pp | 81.4%+18.6pp | 70.2%+29.8pp |
| Annual return | 50.42% | 17.90%+32.5pp | 47.52%+2.9pp | 5.13%+45.3pp |
| Employer contribution / active EE | $2,030 | $2,913-30.3% | $4,617-56.0% | $1,974+2.9% |
| Participant deferral / active EE | $5,800 | $5,130+13.0% | $5,984-3.1% | $3,061+89.5% |
| Admin fee / account holder | $104 | $106-1.9% | $8,357-98.8% | $95+10.4% |