Filed December 23, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Service code 26 43 VILLAGE WAY, SUITE 201 · HUDSON, OH 44236 | Advisory (Participants) | $84,159 |
FINDLEY2+ years Filed as: FINDLEY DAVIES, INC. Service code 15 · EIN 34-1213174 | Recordkeeping | $77,743 |
Filed as: CHARLES SCHWAB BANK Service code 21 · EIN 42-1558009 | Bank Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,245 | $33,232+78.3% | $71,796-17.5% | $63,975-7.4% |
| Participation rate | 97.8% | 60.1%+37.6pp | 69.1%+28.6pp | 71.1%+26.6pp |
| Annual return | 8.37% | 11.99%-3.6pp | 78.04%-69.7pp | 48.65%-40.3pp |
| Employer contribution / active EE | $3,188 | $723+341.0% | $1,924+65.7% | $2,182+46.1% |
| Participant deferral / active EE | $2,559 | $1,604+59.5% | $2,794-8.4% | $3,356-23.8% |
| Admin fee / account holder | $97 | $63+52.3% | $4,815-98.0% | $70+37.3% |