Filed December 23, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FINDLEY1+ years Filed as: FINDLEY DAVIES, INC. Service code 15 · EIN 34-1213174 | Recordkeeping | $114,787 |
UBS FINANCIAL SERVICES INC1+ years Service code 26 43 VILLAGE WAY, SUITE 201 · HUDSON, OH 44236 | Advisory (Participants) | $99,245 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB TRUST CO. Service code 21 · EIN 42-1558009 | Bank Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,812 | $31,810+81.7% | $64,105-9.8% | $59,188-2.3% |
| Participation rate | 98.4% | 57.7%+40.6pp | 68.2%+30.2pp | 69.4%+28.9pp |
| Annual return | 0.49% | 9.41%-8.9pp | 791.24%-790.8pp | 5.51%-5.0pp |
| Employer contribution / active EE | $3,701 | $659+461.3% | $1,820+103.4% | $2,098+76.4% |
| Participant deferral / active EE | $2,526 | $1,582+59.6% | $2,822-10.5% | $3,265-22.6% |
| Admin fee / account holder | $144 | $57+152.7% | $4,499-96.8% | $92+55.9% |