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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $11,304 |
MARCUM LLP5+ years Filed as: SKODA MINOTTI & CO Service code 10 · EIN 34-1945206 | Accounting | $7,700 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB BANK Service code 59 · EIN 42-1558009 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,733 | $74,347-12.9% | $93,621-30.9% | $67,579-4.2% |
| Participation rate | 98.4% | 80.6%+17.8pp | 75.8%+22.6pp | 71.3%+27.1pp |
| Annual return | 23.36% | 28.07%-4.7pp | 32.76%-9.4pp | 378.56%-355.2pp |
| Employer contribution / active EE | $409 | $2,583-84.2% | $2,719-85.0% | $2,148-81.0% |
| Participant deferral / active EE | $2,576 | $4,060-36.5% | $4,070-36.7% | $3,539-27.2% |
| Admin fee / account holder | $17 | $123-86.2% | $7,890-99.8% | $142-88.1% |