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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $23,825 |
MARCUM LLP2+ years Filed as: SKODA MINOTTI & CO Service code 10 · EIN 34-1945206 | Accounting | $9,900 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,408 | $74,024-31.9% | $78,002-35.4% | $57,658-12.6% |
| Participation rate | 98.3% | 79.7%+18.6pp | 75.5%+22.8pp | 70.2%+28.1pp |
| Annual return | 4.76% | 12.14%-7.4pp | 425.99%-421.2pp | 5.13%-0.4pp |
| Employer contribution / active EE | $1,609 | $2,365-32.0% | $2,470-34.8% | $1,974-18.5% |
| Participant deferral / active EE | $2,199 | $3,533-37.8% | $3,497-37.1% | $3,061-28.2% |
| Admin fee / account holder | $33 | $93-65.1% | $5,481-99.4% | $95-65.6% |