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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $24,010 |
MARCUM LLP1+ years Filed as: SKODA MINOTTI & CO Service code 10 · EIN 34-1945206 | Accounting | $9,700 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,021 | $62,324-22.9% | $68,509-29.9% | $55,191-13.0% |
| Participation rate | 96.8% | 78.9%+17.9pp | 74.7%+22.0pp | 69.2%+27.6pp |
| Annual return | 0.44% | 4.26%-3.8pp | 8.27%-7.8pp | 10.78%-10.3pp |
| Employer contribution / active EE | $1,534 | $2,223-31.0% | $2,278-32.6% | $1,899-19.2% |
| Participant deferral / active EE | $1,995 | $3,425-41.8% | $3,382-41.0% | $3,046-34.5% |
| Admin fee / account holder | $33 | $91-64.3% | $5,275-99.4% | $91-64.0% |