Filed May 1, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 10 1 NEW YORK PLZ 12TH FL ANNUITY AND · NEW YORK, NY 10004 | Accounting | $36,911 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $16,974 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,797 | $65,223+17.7% | $80,019-4.0% | $55,725+37.8% |
| Participation rate | 44.9% | 80.6%-35.7pp | 75.8%-30.9pp | 70.9%-26.0pp |
| Annual return | -3.58% | 7.59%-11.2pp | 11.22%-14.8pp | 244.93%-248.5pp |
| Employer contribution / active EE | $756 | $2,544-70.3% | $2,468-69.4% | $2,078-63.6% |
| Participant deferral / active EE | $1,738 | $3,881-55.2% | $3,686-52.8% | $3,356-48.2% |
| Admin fee / account holder | $209 | $114+83.3% | $6,521-96.8% | $115+81.7% |