Filed February 15, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $144,231 |
Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 27 · EIN 20-8764829 | Advisory (Plan) | $116,377 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY & CO LLC Service code 27 · EIN 13-2655998 | Advisory (Plan) | $37,207 |
Filed as: PRUDENTIAL INSURANCE COMPANY OF AME Service code 15 | Recordkeeping | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,202 | $93,131-37.5% | $106,555-45.4% | $86,821-33.0% |
| Participation rate | 100.0% | 81.4%+18.6pp | 76.1%+23.9pp | 72.3%+27.7pp |
| Annual return | 11.28% | 19.45%-8.2pp | 26.80%-15.5pp | 97.94%-86.7pp |
| Employer contribution / active EE | $1,988 | $2,895-31.3% | $2,819-29.5% | $2,406-17.4% |
| Participant deferral / active EE | $3,517 | $4,708-25.3% | $4,399-20.1% | $4,132-14.9% |
| Admin fee / account holder | $374 | $145+158.0% | $7,408-94.9% | $170+120.7% |