Filed December 23, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.2+ years Filed as: STRATEGIC INVESTMENT GROUP Service code 16 · EIN 52-1540171 | Consulting | $1,197,945 |
NUMERIC INVESTORS LLC2+ years Service code 28 · EIN 04-3068821 | Investment Management | $364,385 |
Service code 28 · EIN 06-1441140 | Investment Management | $276,708 |
THE VANGUARD GROUP, INC.1 year Filed as: BOGLE INVESTMENT MANAGEMENT, L.P. Service code 28 · EIN 04-3479127 | Investment Management | $254,114 |
OXAM QUANT FUND2+ years Service code 28 | Investment Management | $190,977 |
THE BANK OF NEW YORK MELLON2+ years Service code 18 · EIN 13-5160382 | Custodial (other than securities); Cu... | $171,627 |
WELLINGTON TRUST COMPANY2+ years Service code 28 · EIN 04-2767481 | Investment Management | $171,341 |
ARROWSTREET CAPITAL2+ years Filed as: ARROWSTREET CAPITAL, LIMITED Service code 28 · EIN 04-3472863 | Investment Management | $164,272 |
Filed as: SERIES BB, SUB-SERIES 01-16 Service code 28 888 SEVENTH AVENUE · NEW YORK, NY 10019 | Investment Management | $126,485 |
PANAGORA ASSET MANAGEMENT2+ years Service code 28 · EIN 04-3063840 | Investment Management | $120,087 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | 1839688 ALBERTA ULC | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $40,289-100.0% | $219,466-100.0% | $40,289-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 44.6%-44.6pp | 4.2%-4.2pp |
| Annual return | 3.28% | 5.72%-2.4pp | 5.00%-1.7pp | 10.64%-7.4pp |
| Employer contribution / active EE | $0 | $7,055-100.0% | $35,918-100.0% | $11,561-100.0% |
| Participant deferral / active EE | $0 | $269-100.0% | $75-100.0% | $347-100.0% |
| Admin fee / account holder | $0 | $312-100.0% | $13,204-100.0% | $312-100.0% |