Filed January 20, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE1 year Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $14,943 |
Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 315 DEADERICK STREET · NASHVILLE, TN 37238 | Advisory (Plan) | $8,795 |
Service code 17 · EIN 20-4548831 202 MONTROSE WEST AVE · COPLEY, OH 44321 | Pension Consulting | $1,260 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,602 | $136,307-68.0% | $177,848-75.5% | $73,497-40.7% |
| Participation rate | 52.6% | 86.1%-33.5pp | 87.7%-35.1pp | 70.7%-18.1pp |
| Annual return | 30.95% | 18.68%+12.3pp | 48.33%-17.4pp | 28.51%+2.4pp |
| Employer contribution / active EE | $1,741 | $3,712-53.1% | $5,919-70.6% | $2,270-23.3% |
| Participant deferral / active EE | $5,414 | $5,829-7.1% | $7,714-29.8% | $3,740+44.8% |
| Admin fee / account holder | $217 | $596-63.6% | $12,431-98.3% | $513-57.8% |