Filed January 20, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE2 years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $28,675 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 49 · EIN 13-2638166 315 DREADERICK ST 5TH FL · NASHVILLE, TN 37238 | Other Services | $17,011 |
Filed as: TRINITY PENSION CONSULTANTS, INC. Service code 49 · EIN 20-4548831 202 MONTROSE WEST AVE · COPLEY, OH 44321 | Other Services | $2,971 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE Service code 49 4211 S. 102ND ST · OMAHA, NE 68127 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,406 | $121,341-57.6% | $189,513-72.9% | $79,386-35.2% |
| Participation rate | 67.9% | 86.1%-18.2pp | 87.8%-19.9pp | 70.7%-2.8pp |
| Annual return | 25.06% | 21.08%+4.0pp | 555.15%-530.1pp | 116.85%-91.8pp |
| Employer contribution / active EE | $3,028 | $3,915-22.6% | $6,162-50.8% | $2,427+24.8% |
| Participant deferral / active EE | $8,504 | $6,395+33.0% | $8,221+3.4% | $4,046+110.2% |
| Admin fee / account holder | $350 | $651-46.3% | $12,045-97.1% | $626-44.1% |