Filed March 19, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $218,213 |
UBS FINANCIAL SERVICES INC7 years Service code 28 · EIN 13-2638166 | Investment Management | $60,000 |
Service code 10 · EIN 34-1523030 | Accounting | $40,000 |
Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $12,614 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $176,287 | $102,364+72.2% | $173,730+1.5% | $102,364+72.2% |
| Participation rate | 76.9% | 82.9%-6.0pp | 79.6%-2.7pp | 82.9%-6.0pp |
| Annual return | 14.84% | 13.75%+1.1pp | 19.96%-5.1pp | 13.75%+1.1pp |
| Employer contribution / active EE | $1,927 | $3,994-51.7% | $4,577-57.9% | $3,994-51.7% |
| Participant deferral / active EE | $6,721 | $5,690+18.1% | $6,326+6.2% | $5,690+18.1% |
| Admin fee / account holder | $61 | $214-71.7% | $17,523-99.7% | $214-71.7% |