Filed March 19, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $218,213 |
UBS FINANCIAL SERVICES INC7 years Service code 28 · EIN 13-2638166 | Investment Management | $60,000 |
Service code 10 · EIN 34-1523030 | Accounting | $40,000 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $12,614 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $176,287 | $117,739+49.7% | $156,263+12.8% | $117,739+49.7% |
| Participation rate | 76.9% | 76.6%+0.3pp | 78.9%-2.0pp | 76.6%+0.3pp |
| Annual return | 14.84% | 17.29%-2.4pp | 59.47%-44.6pp | 17.29%-2.4pp |
| Employer contribution / active EE | $1,927 | $3,746-48.5% | $4,333-55.5% | $3,746-48.5% |
| Participant deferral / active EE | $6,721 | $6,128+9.7% | $6,158+9.1% | $6,128+9.7% |
| Admin fee / account holder | $61 | $112-45.7% | $14,255-99.6% | $112-45.7% |