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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $47,042 |
Service code 37 · EIN 04-2647786 | Loan Processing | $29,500 |
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524 | Advisory (Plan) | $6,420 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,371 | $88,360+20.4% | $145,433-26.9% | $67,986+56.5% |
| Participation rate | 99.3% | 65.5%+33.8pp | 82.1%+17.2pp | 57.2%+42.1pp |
| Annual return | 24.89% | 63.15%-38.3pp | 66.58%-41.7pp | 31.67%-6.8pp |
| Employer contribution / active EE | $9,094 | $3,054+197.8% | $4,554+99.7% | $2,019+350.5% |
| Participant deferral / active EE | $14,991 | $5,932+152.7% | $7,897+89.8% | $3,358+346.4% |
| Admin fee / account holder | $377 | $3,313-88.6% | $13,129-97.1% | $3,203-88.2% |