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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $47,042 |
Service code 37 · EIN 04-2647786 | Loan Processing | $29,500 |
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524 | Advisory (Plan) | $6,420 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,371 | $75,058+41.7% | $152,301-30.2% | $64,340+65.3% |
| Participation rate | 99.3% | 60.9%+38.4pp | 82.4%+16.9pp | 55.2%+44.1pp |
| Annual return | 24.89% | 29.93%-5.0pp | 80.50%-55.6pp | 24.14%+0.8pp |
| Employer contribution / active EE | $9,094 | $2,605+249.1% | $4,624+96.7% | $1,862+388.5% |
| Participant deferral / active EE | $14,991 | $5,041+197.4% | $8,004+87.3% | $2,980+403.0% |
| Admin fee / account holder | $377 | $4,050-90.7% | $14,398-97.4% | $3,703-89.8% |