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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $11,118 |
Service code 37 · EIN 04-2647786 | Loan Processing | $10,022 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,448 | $84,493-49.8% | $125,381-66.1% | $66,938-36.6% |
| Participation rate | 88.8% | 76.4%+12.4pp | 82.4%+6.4pp | 69.8%+19.0pp |
| Annual return | -19.12% | -8.49%-10.6pp | 572.31%-591.4pp | 1.58%-20.7pp |
| Employer contribution / active EE | $5,561 | $3,554+56.5% | $4,815+15.5% | $2,545+118.5% |
| Participant deferral / active EE | $10,390 | $6,783+53.2% | $7,448+39.5% | $4,238+145.2% |
| Admin fee / account holder | $102 | $685-85.2% | $10,007-99.0% | $594-82.9% |