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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $21,454 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,428 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,235 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,894 | $62,928-55.7% | $172,752-83.9% | $67,579-58.7% |
| Participation rate | 30.5% | 64.5%-34.0pp | 82.6%-52.2pp | 71.3%-40.8pp |
| Annual return | 27.63% | 30.36%-2.7pp | 802.97%-775.3pp | 378.56%-350.9pp |
| Employer contribution / active EE | $145 | $1,636-91.2% | $5,144-97.2% | $2,148-93.3% |
| Participant deferral / active EE | $1,714 | $2,145-20.1% | $5,198-67.0% | $3,539-51.6% |
| Admin fee / account holder | $165 | $167-1.3% | $13,955-98.8% | $142+15.6% |