Filed March 23, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $163,496 |
NFP RETIREMENT INC9 years Filed as: NFP RETIREMENT, INC Service code 27 · EIN 33-0905143 | Advisory (Plan) | $57,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,141 | $52,224+19.0% | $88,946-30.1% | $102,872-39.6% |
| Participation rate | 50.1% | 40.8%+9.4pp | 68.8%-18.7pp | 73.0%-22.9pp |
| Annual return | 18.93% | 16.96%+2.0pp | 57.82%-38.9pp | 19.06%-0.1pp |
| Employer contribution / active EE | $1,145 | $1,241-7.7% | $2,555-55.2% | $3,526-67.5% |
| Participant deferral / active EE | $2,633 | $2,611+0.8% | $4,581-42.5% | $5,535-52.4% |
| Admin fee / account holder | $320 | $1,723-81.4% | $8,261-96.1% | $292+9.7% |