Filed March 23, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $156,756 |
NFP RETIREMENT INC8 years Filed as: NFP RETIREMENT, INC Service code 23 · EIN 33-0905143 | Investment advisory (plan); Insurance... | $71,250 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,720 | $44,897+19.7% | $84,966-36.8% | $199,593-73.1% |
| Participation rate | 44.2% | 45.7%-1.5pp | 67.5%-23.3pp | 72.0%-27.8pp |
| Annual return | 6.18% | 20.96%-14.8pp | 66.38%-60.2pp | 34.25%-28.1pp |
| Employer contribution / active EE | $1,067 | $1,365-21.9% | $2,727-60.9% | $3,034-64.8% |
| Participant deferral / active EE | $2,351 | $2,668-11.9% | $4,519-48.0% | $5,087-53.8% |
| Admin fee / account holder | $350 | $584-40.1% | $6,149-94.3% | $269+30.1% |