Filed March 23, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $126,807 |
NFP RETIREMENT INC6 years Filed as: NFP RETIREMENT, INC Service code 27 · EIN 33-0905143 | Advisory (Plan) | $24,946 |
KESTRA INVESTMENT SERVICES LLC7+ years Service code 22 · EIN 74-2794194 | Insurance Broker | $6,947 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,919 | $34,677+64.1% | $77,024-26.1% | $64,808-12.2% |
| Participation rate | 100.0% | 49.8%+50.2pp | 67.9%+32.1pp | 71.5%+28.5pp |
| Annual return | -27.21% | -5.33%-21.9pp | 42.32%-69.5pp | 32.82%-60.0pp |
| Employer contribution / active EE | $3,902 | $1,370+184.8% | $2,812+38.8% | $2,506+55.7% |
| Participant deferral / active EE | $8,972 | $2,556+251.0% | $4,426+102.7% | $4,310+108.2% |
| Admin fee / account holder | $317 | $179+77.8% | $5,425-94.1% | $188+69.1% |