Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $35,000 |
GBQ PARTNERS5+ years Service code 10 · EIN 20-2122306 | Accounting | $16,000 |
COZEN O'CONNOR1 year Service code 29 ONE LIBERTY PLACE, · PHILADELPHIA, PA 19103 | Legal | $13,055 |
Service code 29 321 N CLARK ST #400 · CHICAGO, IL 60654 | Legal | $7,978 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,057 | $26,479+36.2% | $74,725-51.7% | $77,775-53.6% |
| Participation rate | 100.0% | 37.6%+62.4pp | 54.5%+45.5pp | 73.2%+26.8pp |
| Annual return | 17.60% | 38.31%-20.7pp | 753.24%-735.6pp | 32.58%-15.0pp |
| Employer contribution / active EE | $508 | $440+15.5% | $1,084-53.2% | $2,504-79.7% |
| Participant deferral / active EE | $0 | $1,074-100.0% | $1,961-100.0% | $3,966-100.0% |
| Admin fee / account holder | $14 | $119-88.3% | $3,335-99.6% | $100-86.1% |